Frequently Asked Questions

Complianced offers a wide range of compliance solutions for financial service providers, including compliance assessments, policy and procedure development, training and education, compliance monitoring, regulatory change management, and risk assessments. We work closely with our clients to understand their specific needs, then assign compliance experts to develop customized solutions that are tailored to their unique circumstances.

Our pricing structure varies depending on the scope and complexity of the engagement. We offer a range of pricing options, including hourly rates, fixed-fee engagements, and retainer-based arrangements. Our goal is to provide transparent and reasonable pricing that reflects the value of our services.

We typically begin our engagements with a consultation over the phone or in person to understand the client’s needs and goals. From there, we develop a customized proposal that outlines the scope of work, timeline, and pricing. Once the proposal is accepted, we onboard the client and begin working closely with a host of compliance experts to develop then implement the finely tailored compliance solutions.

Our collaboration will typically follow these steps:

  1. Initial Consultation: We’ll start with a free consultation to discuss your needs and objectives. This will help us understand your business and the specific compliance challenges you’re facing.
  2. Proposal: Based on our discussion, we provide a detailed proposal outlining the scope of work, timeline, and cost.
  3. Project Kick-off: Once the proposal is agreed upon, we’ll check-in with you as often as is comfortable for you and keep you updated on the progress of your project.
  4. Delivery & Review: Upon completion, we’ll deliver the report of the work completed for your review. We can then discuss any necessary changes to ensure your complete satisfaction with the outcome.
  5. Follow-up: After the project is finalized, we’ll be available for any follow-up questions or further assistance you may need.

To get started, we’ll need some basic information about your business and the specific compliance issues you’re looking to address. This might include:

  • Your business model and operations
  • The jurisdictions in which you operate
  • Any specific regulations of concern
  • Any previous compliance work attempted
  • Any specific goals or concerns

The more information you can provide, the better we can tailor our services to meet your specific needs. A non-disclosure agreement (NDA) is included as part of our scope of work. Rest assured, all information shared will be treated with the utmost confidentiality.

We work with financial service providers of all sizes and types, including banks, credit unions, mortgage companies, fintech companies, payment processors, and money service businesses. Our services are customizable and cater to the unique needs of every client.

We take a personalized and customized approach to every client engagement, working closely with our clients to understand their specific needs and goals. Our team of compliance professionals has years of experience in the financial services industry and a deep understanding of regulatory requirements. We are committed to providing exceptional service and support to every client engagement.

To learn more about our services, please visit our Services page or contact us today to schedule a consultation.